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SEC Filings

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-F 13F-HR 5/15/2020 3/31/2020
8-K 8-K 5/12/2020 5/12/2020
Abstract: 8-K filed by Waddell & Reed Financial Inc. (WDR) covering Regulation FD Disclosure and Financial Statements and Exhibits.
Registration Statement S-8 5/4/2020
Abstract: Registrant filed a registration statement for up to 4.8 million shares of class A common stock in an offering valued at approximately $61 million offered through its stock incentive plan, as amended and restated.
10-Q 10-Q 5/1/2020 3/31/2020
8-K 8-K 4/30/2020 4/29/2020
Abstract: 8-K filed by Waddell & Reed Financial Inc. (WDR) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Submission of Matters to a Vote of Security Holder; and Financial Statements and Exhibits.
8-K 8-K 4/28/2020 4/28/2020
Abstract: 8-K filed by Waddell & Reed Financial Inc. (WDR) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 4/9/2020 4/9/2020
Abstract: 8-K filed by Waddell & Reed Financial Inc. (WDR) covering Regulation FD Disclosure and Financial Statements and Exhibits.
Insider Ownership 4 4/6/2020 4/2/2020
Abstract: Buyle Mark P.
Insider Ownership 4 4/6/2020 4/2/2020
Abstract: Scupham Amy J.
Insider Ownership 4 4/6/2020 4/2/2020
Abstract: Mihal Shawn M.
Proxy DEFA14A 4/6/2020
Financial Supplement FIN SUPP 3/31/2020
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: BLOSS BRENT K
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: Buyle Mark P.
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: Clouse Benjamin R
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: Hanson Daniel P
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: Mihal Shawn M.
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: Rackers Christopher W.
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: Scupham Amy J.
Insider Ownership 4 3/12/2020 3/10/2020
Abstract: DALEY MICHAEL JOHN

Displaying 1 to 20 (of 1247 filings)
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